John W. Bonham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Bonham, who also goes by John W. Bonham, John Bonham, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2005. John had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2017 - March 1, 2021
WESTERN INTERNATIONAL SECURITIES, INC.
August 21, 2017 - March 1, 2021
WESTERN INTERNATIONAL SECURITIES, INC.
November 17, 2011 - August 21, 2017
FINANCIAL WEST GROUP
November 17, 2011 - August 21, 2017
FINANCIAL WEST GROUP
May 24, 2011 - November 21, 2011
TORREY PINES SECURITIES, INC.
May 23, 2011 - November 21, 2011
TORREY PINES SECURITIES, INC.
April 1, 2009 - May 27, 2011
COOPER MCMANUS
March 24, 2009 - May 24, 2011
SECURITIES AMERICA, INC.
May 16, 2005 - April 2, 2009
UBS FINANCIAL SERVICES INC.
May 2, 2005 - April 2, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTERN INTERNATIONAL SECURITIES, INC.
CRD#: 39262 / SEC#: 801-68953, 8-48572
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,904 |
| AUM (Assets Under Management) | $ 3,512,564,746 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
