Lily M. Hsieh

HC ADVISORS LLC

Sandy Springs, GA 30328

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CRD#: 4920024

Professional summary

Lily Melinda Hsieh, who also goes by Lily Hsieh, is a registered financial advisor currently at HC ADVISORS LLC located in Sandy Springs, Georgia.

Lily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Lily has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lily Hsieh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HENNING, DOWDY, JONES, LLC, NOT INVESTMENT RELATED, 750 HAMMOND DR. BLDG ONE, SUITE 200, SANDY SPRINGS, GA 30328, CHIEF OPERATING OFFICER (UNCOMPENSATED), START DATE:5/01/2019; APPROXIMATE NUMBER OF HOURS/MONTH: 30 APPROXIMATELY PERCENTAGE OF HOURS DURING TRADING HOURS: 10%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lily Melinda Hsieh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2018 - Present

HC ADVISORS LLC

Office #1: 750 Hammond Drive Building 1, Suite 200, Sandy Springs, GA 30328

RIA

CRD#: 165200

Sandy Springs, GA

Past

January 21, 2011 - January 29, 2016

WALNUT CREEK CAPITAL ADVISORS, LLC

CRD#: 131856

ATLANTA, GA

Past

April 24, 2009 - February 22, 2010

LIHTC SECURITIES, LLC

CRD#: 13178

ALTANTA, GA

Past

September 24, 2008 - March 18, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

ATLANTA, GA

Past

November 2, 2007 - March 18, 2009

STANFORD GROUP COMPANY

CRD#: 39285

ATLANTA, GA

Past

June 30, 2005 - November 6, 2007

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

May 17, 2005 - June 30, 2005

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HC ADVISORS LLC

CRD#: 165200 / SEC#: 801-77058

RIA

Registered Investment Advisory firm - (8/22/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/22/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/27/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/2005

General Securities Representative Examination

Current Firm

HC ADVISORS LLC

CRD#: 165200 / SEC#: 801-77058

RIA

Registered Investment Advisory firm - (8/22/2012 Approved)

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Contact information

Main Address

750 Hammond Drive Building 1, Suite 200, Sandy Springs, GA 30328

Mailing Address

Phone number

(404) 705-4593

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HC ADVISORS LLC PART 2 BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	751
AUM (Assets Under Management)	$ 491,508,088

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lily M. Hsieh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lily Melinda Hsieh's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALNUT CREEK CAPITAL ADVISORS, LLC

LIHTC SECURITIES, LLC

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

TRUIST INVESTMENT SERVICES, INC.

TRUIST SECURITIES, INC.

Primary Firm SEC Registration

HC ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2018

Series 66

Date: 9/22/2008

Series 63

Date: 6/27/2005

SIE

Date: 1/29/2016

Series 7

Date: 5/16/2005

Current Firm

HC ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HC ADVISORS LLC

TRUST BUT VERIFY

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