Lavea G. Thomas

ASPEN CAPITAL MANAGEMENT

Boise, ID 83702

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CRD#: 4920010

Professional summary

Lavea Grace Thomas, CFP®, who also goes by Lavea Grace Lancaster, Lavea Lancaster-thomas, Lavea Grace Mccarthy Mrs., Lavea Grace Mccarthy, is a registered financial advisor currently at ASPEN CAPITAL MANAGEMENT, LLC located in Boise, Idaho.

Lavea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Lavea has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lavea Grace Lancaster | Lavea Lancaster-Thomas | Lavea Grace Mccarthy Mrs. | Lavea Grace Mccarthy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TNT Enterprises, LLC - Established December 2019 with the purpose of real estate management. Zero hours spent on this during work hours. Minimal time spent off hours. Mainly managed by her husband.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lavea Grace Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

June 8, 2021 - Present

ASPEN CAPITAL MANAGEMENT, LLC

Office #1: 101 S Capitol Blvd Suite 610, Boise, ID 83702

RIA

CRD#: 119050

Boise, ID

Past

January 27, 2020 - July 8, 2021

LEGACY WEALTH MANAGEMENT, LLC

RIA

CRD#: 174767

BOISE, ID

Past

October 26, 2017 - November 20, 2019

WAYPOINT DIRECT INVESTMENTS, LLC

CRD#: 132475

STAMFORD, CT

Past

July 25, 2016 - September 27, 2017

EMERSON EQUITY LLC

CRD#: 130032

Farmers Branch, TX

Past

June 1, 2015 - December 2, 2015

STRATCAP SECURITIES, LLC

CRD#: 151152

NEW YORK, NY

Past

January 17, 2012 - December 4, 2015

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

STAR, ID

Past

February 2, 2011 - December 21, 2011

GRUBB & ELLIS CAPITAL CORPORATION

CRD#: 151226

SANTA ANA, CA

Past

August 13, 2007 - August 9, 2011

GRUBB & ELLIS SECURITIES, INC.

CRD#: 17932

SANTA ANA, CA

Past

February 28, 2005 - July 24, 2007

DBSI SECURITIES CORPORATION

CRD#: 11687

MERIDIAN, ID

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPEN CAPITAL MANAGEMENT, LLC

ASPEN CAPITAL MANAGEMENT | MERS FINANCIAL ADVISORS, LLC | ASPEN CAPITAL MANAGEMENT, LLC

CRD#: 119050 / SEC#: 801-63437

RIA

Registered Investment Advisory firm - (8/19/2004 Approved)

Idaho

Registered Investment Advisory firm - (8/20/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(6/8/2021)

IAR

Texas
(12/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/27/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/10/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/9/2005

General Securities Principal Examination

Current Firm

ASPEN CAPITAL MANAGEMENT, LLC

ASPEN CAPITAL MANAGEMENT | MERS FINANCIAL ADVISORS, LLC | ASPEN CAPITAL MANAGEMENT, LLC

CRD#: 119050 / SEC#: 801-63437

RIA

Registered Investment Advisory firm - (8/19/2004 Approved)

Idaho

Registered Investment Advisory firm - (8/20/2004 Terminated)

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Contact information

Main Address

101 S Capitol Blvd Suite 610, Boise, ID 83702

Mailing Address

Phone number

(208) 345-0174

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/5/2025)

Regulatory assets under management

Total Number of Accounts	1,458
AUM (Assets Under Management)	$ 1,130,631,429

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/23/2025	Cover Page	Report
09/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lavea G. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lavea Grace Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY WEALTH MANAGEMENT, LLC

WAYPOINT DIRECT INVESTMENTS, LLC

EMERSON EQUITY LLC

STRATCAP SECURITIES, LLC

REALTY CAPITAL SECURITIES, LLC

GRUBB & ELLIS CAPITAL CORPORATION

GRUBB & ELLIS SECURITIES, INC.

DBSI SECURITIES CORPORATION

Primary Firm SEC Registration

ASPEN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2021

Series 66

Date: 1/27/2020

Series 63

Date: 5/10/2005

SIE

Date: 10/1/2018

Series 7

Date: 2/25/2005

Series 24

Date: 12/9/2005

Current Firm

ASPEN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASPEN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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