Catherine Adele Kipling
Professional Summary
Catherine Adele Kipling, who also goes by Catherine Adele Lawder, Cathie Lawder, Catherine Adele Nute, is a registered financial advisor currently at KIPLING & CO. located in Sandia Park, New Mexico. Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Catherine has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Catherine Adele Kipling, Catherine Adele Lawder, Cathie Lawder, Catherine Adele Nute
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
KIPLING & CO.
Contact Information
Main Address
Sandia Park, NMMailing Address
102 Gold Ave Sw Pmb 426, Albuquerque, NM 87102Phone Number
(406) 552-8944# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
45AUM (Assets Under Management)
$5,900,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/19/2015)
(6/19/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Catherine Adele Kipling's CRS (Customer Relationship Summary).
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