GH
Gordon C. Haave
FINANCIAL & TAX ARCHITECTS
St. Louis, MO 63131
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CRD#: 4919955
GH
Professional summary
Gordon Christopher Haave is a registered financial advisor currently at FINANCIAL & TAX ARCHITECTS, LLC located in St. Louis, Missouri.
Gordon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Gordon has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AGORA TRUST LTD.; INVESTMENT-RELATED; GEORGE HILL, ANGUILLA; MANAGING DIRECTOR; STARTED 12/2013; LESS THAN 25% OF TIME SPENT IN THIS ACTIVITY. 2. LICENSED INSURANCE AGENT; INVESTMENT-RELATED; MISSOURI; INSURANCE SALES; INSURANCE AGENT. 3. FTA HOLDINGS GROUP, LLC; INVESTMENT-RELATED; MISSOURI; PARENT COMPANY. 4. ADVISORMAX, LLC; INVESTMENT-RELATED; MISSOURI; INSURANCE AND ANNUITY FIELD MARKETING ORGANIZATION; INDIRECT OWNER. 5. BHFM, MEDIA, LLC; NOT INVESTMENT-RELATED; MISSOURI; PROVIDES MEDIA SUPPORT TO ADVISORMAX INSURANCE AGENTS; INDIRECT OWNER. 6. FTA INSURANCE SERVICES, LLC; INVESTMENT-RELATED; MISSOURI; INSURANCE SALES; INDIRECT OWNER. 7. RIA COMPLIANCE SERVICES, LLC; NOT INVESTMENT-RELATED; PROVIDE COMPLIANCE SUPPORT TO OTHER INVESTMENT ADVISERS; INDIRECT OWNER
CRS (Client Relationship Summary) - RIA
Click below to view Gordon Christopher Haave's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2016 - Present
FINANCIAL & TAX ARCHITECTS, LLC
Office #1: 12412 Powerscourt Drive Suite 25, St. Louis, MO 63131RIA
CRD#: 119169
St. Louis, MO
Past
March 2, 2009 - November 16, 2009
WILBANKS SECURITIES ADVISORY
RIA
CRD#: 118304
OKLAHOMA CITY, OK
Past
July 5, 2007 - September 23, 2008
GORDON C HAAVE ASSOCIATES, LLC
RIA
CRD#: 143911
OKLAHOMA CITY, OK
Past
May 9, 2005 - October 26, 2007
INVESTRUST CONSULTING, LLC
RIA
CRD#: 108037
OKLAHOMA CITY, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
F&
FINANCIAL & TAX ARCHITECTS, LLC
ADVANCED WEALTH MANAGEMENT | THE MASTERS CHOICE, INC. | SCOUT FINANCIAL GROUP | RETIREMENT INCOME BLUEPRINTS | PROFESSIONAL GROUP | NEW DAY FINANCIAL | NEST FINANCIAL ADVISORS | NATIONAL RETIREMENT CONSULTING | MIA SULAK | LFG FINANCIAL | KNOXVILLE RETIREMENT PLANNERS | JDR BASTION FINANCIAL GROUP | FTA WEALTH ADVISORS | FINANCIAL & TAX ARCHITECTS, LLC | FINANCIAL & TAX ARCHITECTS, INC. | FINANCIAL & TAX ARCHITECTS | CORE FINANCIAL MANAGEMENT | BROOKS, DAVID SCOTT
CRD#: 119169 / SEC#: 801-114688
RIA
Registered Investment Advisory firm - (2/12/2019 Approved)Arizona
Registered Investment Advisory firm - (3/6/2019 Terminated)California
Registered Investment Advisory firm - (3/18/2019 Terminated)Florida
Registered Investment Advisory firm - (3/6/2019 Terminated)Georgia
Registered Investment Advisory firm - (12/3/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/12/2019 Terminated)Kentucky
Registered Investment Advisory firm - (3/7/2019 Terminated)Louisiana
Registered Investment Advisory firm - (3/8/2019 Terminated)Maryland
Registered Investment Advisory firm - (11/17/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (3/6/2019 Terminated)Michigan
Registered Investment Advisory firm - (3/7/2019 Terminated)Missouri
Registered Investment Advisory firm - (3/6/2019 Terminated)North Carolina
Registered Investment Advisory firm - (3/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (3/6/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (3/6/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/7/2019 Terminated)Tennessee
Registered Investment Advisory firm - (3/7/2019 Terminated)Texas
Registered Investment Advisory firm - (3/6/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(10/30/2017)
IAR
California(10/31/2017)
IAR
Florida(4/23/2018)
IAR
Illinois(10/10/2017)
IAR
Kentucky(10/30/2017)
IAR
Louisiana(7/30/2018)
IAR
Massachusetts(10/25/2018)
IAR
Michigan(9/20/2017)
IAR
Missouri(11/1/2016)
IAR
New Jersey(8/24/2017)
IAR
Ohio(10/4/2018)
IAR
Oklahoma(10/30/2017)
IAR
Pennsylvania(9/7/2018)
IAR
Tennessee(6/25/2018)
Current Firm
F&
FINANCIAL & TAX ARCHITECTS, LLC
ADVANCED WEALTH MANAGEMENT | THE MASTERS CHOICE, INC. | SCOUT FINANCIAL GROUP | RETIREMENT INCOME BLUEPRINTS | PROFESSIONAL GROUP | NEW DAY FINANCIAL | NEST FINANCIAL ADVISORS | NATIONAL RETIREMENT CONSULTING | MIA SULAK | LFG FINANCIAL | KNOXVILLE RETIREMENT PLANNERS | JDR BASTION FINANCIAL GROUP | FTA WEALTH ADVISORS | FINANCIAL & TAX ARCHITECTS, LLC | FINANCIAL & TAX ARCHITECTS, INC. | FINANCIAL & TAX ARCHITECTS | CORE FINANCIAL MANAGEMENT | BROOKS, DAVID SCOTT
CRD#: 119169 / SEC#: 801-114688
RIA
Registered Investment Advisory firm - (2/12/2019 Approved)Arizona
Registered Investment Advisory firm - (3/6/2019 Terminated)California
Registered Investment Advisory firm - (3/18/2019 Terminated)Florida
Registered Investment Advisory firm - (3/6/2019 Terminated)Georgia
Registered Investment Advisory firm - (12/3/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/12/2019 Terminated)Kentucky
Registered Investment Advisory firm - (3/7/2019 Terminated)Louisiana
Registered Investment Advisory firm - (3/8/2019 Terminated)Maryland
Registered Investment Advisory firm - (11/17/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (3/6/2019 Terminated)Michigan
Registered Investment Advisory firm - (3/7/2019 Terminated)Missouri
Registered Investment Advisory firm - (3/6/2019 Terminated)North Carolina
Registered Investment Advisory firm - (3/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (3/6/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (3/6/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/7/2019 Terminated)Tennessee
Registered Investment Advisory firm - (3/7/2019 Terminated)Texas
Registered Investment Advisory firm - (3/6/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12412 Powerscourt Drive Suite 25, St. Louis, MO 63131
Mailing Address
Phone number
(314) 858-1122
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,347 |
| AUM (Assets Under Management) | $ 443,026,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL & TAX ARCHITECTS, LLC
CRD#: 119169St. Louis, MO 63131TRUST BUT VERIFY
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