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BP

Brian L. Parton

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CRD#: 4919905
BP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Logan Daniel Parton was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2005. Brian had worked at 8 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 4, 2016 - December 31, 2019

DOGWOOD CAPITAL ENTERPRISES LLC

RIA
CRD#: 170275
SANDY SPRINGS, GA
Past

June 19, 2015 - December 31, 2015

DOGWOOD CAPITAL ENTERPRISES LLC

RIA
CRD#: 170275
ATLANTA, GA
Past

February 14, 2014 - December 31, 2014

DOGWOOD CAPITAL ENTERPRISES LLC

RIA
CRD#: 170275
ATLANTA, GA
Past

August 7, 2013 - January 8, 2014

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
ATLANTA, GA
Past

August 5, 2013 - January 20, 2014

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ATLANTA, GA
Past

August 2, 2010 - September 11, 2012

HOWARD CAPITAL MANAGEMENT, INC.

RIA
CRD#: 118070
ROSWELL, GA
Past

March 7, 2008 - June 1, 2010

MONEY CONCEPTS CAPITAL CORP

RIA
CRD#: 12963
CUMMING, GA
Past

March 4, 2008 - June 1, 2010

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
CUMMING, GA
Past

February 8, 2006 - February 29, 2008

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
ATLANTA, GA
Past

August 17, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
ATLANTA, GA
Past

August 17, 2005 - February 29, 2008

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ATLANTA, GA
Past

May 17, 2005 - August 12, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
ATLANTA, GA
Past

May 6, 2005 - August 12, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

May 6, 2005 - August 12, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/13/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/4/2013
General Securities Representative Examination

Current Firm

DC
DOGWOOD CAPITAL ENTERPRISES LLC
DOGWOOD CAPITAL ENTERPRISES | PARTON, BRIAN LOGAN DANIEL | DOGWOOD CAPITAL ENTERPRISES LLC

CRD#: 170275 / SEC#:

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Contact information

Main Address
Sandy Springs, GA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

DOGWOOD CAPITAL ENTERPRISES LLC

CRD#: 170275

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