JW
Jaime L. Wynsma
OSAIC INSTITUTIONS
Hudsonville, MI 49426
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CRD#: 4919586
JW
Professional summary
Jaime Lynn Wynsma, who also goes by Jaime Lynn Wood, is a registered financial advisor currently at OSAIC INSTITUTIONS, INC. located in Hudsonville, Michigan.
Jaime is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jaime has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jaime Lynn Wood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)EMPLOYEE OF WEST MICHIGAN COMMUNITY BANK/NO BANK RELATED ACTIVITIES OR DUTIES/AS A REGISTERED REP WITH IPI I PROVIDE NON DEPOSIT INVESTMENT PRODUCTS AND SERVICES AT THE FINANCIAL INSTITUTION. 2. Lakeshore Concrete Pumping | Not Investment Related | 11116 Fitzgerald St., Ste J, Nunica, MI 49448 | Concrete Construction | Office | Start Date: 10/01/2017 | Approximately 20-25 hours per month devoted to other business activity, none of which are during securities trading hours | Compensated | Contract & Banking/Checking Account Signatory Authority | Duties include helping with office duties for Spouse's business including entering weekly payroll, accounts payable, and account receivable.
CRS (Client Relationship Summary) - RIA
Click below to view Jaime Lynn Wynsma's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jaime Lynn Wynsma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2018 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 3467 Kelly Street, Hudsonville, MI 49426Office #2: 437 Baldwin Street, Jenison, MI 49428RIA
BD
CRD#: 35371
Hudsonville, MI
Current
September 11, 2018 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 3467 Kelly Street, Hudsonville, MI 49426Office #2: 437 Baldwin Street, Jenison, MI 49428RIA
BD
CRD#: 35371
Hudsonville, MI
Past
February 29, 2012 - September 13, 2018
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
JENISON, MI
Past
February 27, 2012 - September 13, 2018
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
JENISON, MI
Past
October 21, 2010 - March 5, 2012
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
HUDSONVILLE, MI
Past
March 11, 2005 - March 5, 2012
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
HUDSONVILLE, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/8/2025)
RR
Colorado(9/11/2018)
RR
Florida(9/11/2018)
RR
Georgia(10/8/2025)
RR
Illinois(9/11/2018)
RR
Indiana(10/8/2025)
RR
Michigan(9/11/2018)
IAR
Michigan(9/11/2018)
RR
North Carolina(10/8/2025)
RR
South Carolina(9/11/2018)
RR
Texas(9/11/2018)
RR
Virginia(10/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
538 Preston Avenue, Meriden, CT 06450-4858
Mailing Address
538 Preston Avenue, Meriden, CT 06450-4858
Phone number
(203) 599-6000
Established
Connecticut since 04/07/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
630
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC INSTITUTIONS HOLDINGS, INC. | HOLDING COMPANY | |
| AMARANTE, STEPHEN PAUL | PRESIDENT, CEO AND DIRECTOR | 3165067 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 8,779 |
| AUM (Assets Under Management) | $ 4,024,448,971 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC INSTITUTIONS, INC.
CRD#: 35371Hudsonville, MI 49426TRUST BUT VERIFY
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