ST
Scott T. Turley
VALIC FINANCIAL ADVISORS
St. Louis, MO 63141
Some features on this profile are disabled
CRD#: 4919426
ST
Professional summary
Scott Thomas Turley, who also goes by Scott Thomas Turley, Scott Turley, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in St. Louis, Missouri.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Scott has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Thomas Turley | Scott Turley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA MIDWEST REGIONAL BANK POSITION: Board Member NATURE: This OBA has already been approved by Corebridge. The name of the bank changed earlier this year. My ownership in the bank is .0019%. I am one of 6 board members at Midwest Regional Bank. I own 1 share in the privately held bank. I have no intentions of ever buying more shares. This is a small bank. There are no financial advisors that are contracted from a broker/dealer OR work for the bank. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: 302 N Main Street, Sandoval IL 62882, United States DESCRIPTION: My role at the bank is reviewing the existing policies and procedures at board meeting throughout the year in effort to keep in compliance with state and federal regulations. I have one vote on the board. I also vote on any new policies and procedures that another board member may introduce. I have never introduced a new policy for a vote. I do not have any check writing authority or any special authority beyond my one vote. In addition, I do not serve on any other sub board committees (no other committees exist).
CRS (Client Relationship Summary) - RIA
Click below to view Scott Thomas Turley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Thomas Turley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2024 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 12312 Olive Boulevard Suite 265, St. Louis, MO 63141Office #2: 12312 Olive Boulevard Suite 265, St. Louis, MO 63141Office #3: 12312 Olive Boulevard Suite 265, St. Louis, MO 63141Office #4: 1815 South Holland, Springfield, MO 65807Office #5: 13220 Metcalf Suite 360, Overland Park, KS 66213Office #6: 125 West Main, St Charles, IA 50240Office #7: 950 Office Park Road Suite 328, West Des Moines, IA 50265RIA
BD
CRD#: 42803
St. Louis, MO
Current
September 18, 2024 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 12312 Olive Boulevard Suite 265, St. Louis, MO 63141Office #2: 12312 Olive Boulevard Suite 265, St. Louis, MO 63141Office #3: 12312 Olive Boulevard Suite 265, St. Louis, MO 63141Office #4: 1815 South Holland, Springfield, MO 65807Office #5: 13220 Metcalf Suite 360, Overland Park, KS 66213Office #6: 125 West Main, St Charles, IA 50240Office #7: 950 Office Park Road Suite 328, West Des Moines, IA 50265RIA
BD
CRD#: 42803
St. Louis, MO
Past
March 1, 2023 - September 3, 2024
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
October 12, 2018 - March 3, 2023
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
January 5, 2009 - September 20, 2018
AUGUSTAR DISTRIBUTORS, INC.
BD
CRD#: 41081
CINCINNATI, OH
Past
March 18, 2008 - December 5, 2008
UMB FINANCIAL SERVICES, INC.
RIA
CRD#: 17073
ST. LOUIS, MO
Past
March 18, 2008 - December 5, 2008
UMB FINANCIAL SERVICES, INC.
BD
CRD#: 17073
ST. LOUIS, MO
Past
November 5, 2007 - November 7, 2007
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
March 14, 2005 - April 3, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CHESTERFIELD, MO
Past
February 22, 2005 - April 3, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CHESTERFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/12/2025)
IAR
Alabama(2/12/2025)
RR
Arizona(2/12/2025)
IAR
Arizona(2/26/2025)
RR
Arkansas(2/12/2025)
IAR
Arkansas(2/12/2025)
RR
Colorado(2/12/2025)
IAR
Colorado(2/12/2025)
RR
Florida(2/12/2025)
IAR
Florida(2/13/2025)
RR
Idaho(2/12/2025)
IAR
Idaho(2/12/2025)
RR
Illinois(2/12/2025)
IAR
Illinois(2/12/2025)
RR
Indiana(2/12/2025)
IAR
Indiana(2/12/2025)
RR
Iowa(2/12/2025)
IAR
Iowa(2/12/2025)
RR
Kansas(2/12/2025)
IAR
Kansas(2/12/2025)
RR
Kentucky(2/12/2025)
IAR
Kentucky(2/12/2025)
RR
Maryland(9/4/2025)
IAR
Maryland(9/4/2025)
RR
Michigan(2/12/2025)
IAR
Michigan(2/12/2025)
RR
Minnesota(2/12/2025)
IAR
Minnesota(2/12/2025)
RR
Missouri(9/18/2024)
IAR
Missouri(10/21/2024)
RR
Nebraska(2/12/2025)
IAR
Nebraska(2/12/2025)
RR
Ohio(2/12/2025)
IAR
Ohio(2/18/2025)
RR
Oklahoma(2/12/2025)
IAR
Oklahoma(2/12/2025)
RR
South Carolina(2/12/2025)
IAR
South Carolina(2/12/2025)
RR
South Dakota(2/12/2025)
IAR
South Dakota(2/13/2025)
RR
Texas(2/12/2025)
IAR
Texas(2/12/2025)
RR
Washington(2/12/2025)
IAR
Washington(2/12/2025)
RR
Wisconsin(2/12/2025)
IAR
Wisconsin(2/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803St. Louis, MO 63141TRUST BUT VERIFY
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