Whitney L. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Whitney Lee Martin, who also goes by Lee Martin, was a registered financial professional .
Whitney is a previously registered financial professional and started their career in finance in 2005. Whitney had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2020 - April 23, 2021
VISTA MANAGEMENT COMPANY
February 23, 2015 - September 4, 2020
GWN SECURITIES INC.
February 5, 2015 - September 4, 2020
GWN SECURITIES INC.
May 2, 2014 - August 28, 2014
INTERNATIONAL ASSETS ADVISORY, LLC
April 29, 2014 - August 28, 2014
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
September 27, 2010 - September 20, 2012
TOWER SQUARE SECURITIES, INC.
April 22, 2005 - January 15, 2008
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISTA MANAGEMENT COMPANY
CRD#: 29264 / SEC#: , 8-44198
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
