Roderick D. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roderick Darnell Johnson, who also goes by R Darnell Johnson, Roderick D Johnson, was a registered financial professional .
Roderick is a previously registered financial professional and started their career in finance in 2005. Roderick had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2025 - November 6, 2025
ALLIANCE-ONE INVESTMENTS, LLC
February 3, 2021 - September 25, 2024
ASSETMARK BROKERAGE, LLC
September 24, 2018 - May 11, 2020
USAA FINANCIAL ADVISORS, INC.
April 25, 2017 - July 10, 2017
MML INVESTORS SERVICES, LLC
February 27, 2014 - February 23, 2017
OSAIC SERVICES, INC.
October 1, 2012 - January 7, 2014
J.P. MORGAN SECURITIES LLC
May 30, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 17, 2006 - May 23, 2011
CHARLES SCHWAB & CO., INC.
September 9, 2005 - December 8, 2005
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
