Steve E. Montgomery
Professional summary
Steve Everett Montgomery, who also goes by Steve Montgomery, is a registered financial advisor currently at LEGION PRIVATE WEALTH MANAGEMENT located in Ellensburg, Washington.
Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Steve has worked at 4 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steve Everett Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2023 - Present
LEGION PRIVATE WEALTH MANAGEMENT
Office #1: 1206 N. Dolarway Road Suite 116, Ellensburg, WA 98926September 25, 2020 - April 25, 2023
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
October 20, 2006 - January 23, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2006 - January 23, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 2005 - October 23, 2006
MORGAN STANLEY DW INC.
April 14, 2005 - October 23, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/28/2025)
(4/7/2023)
Exams
Current Firm
LEGION PRIVATE WEALTH MANAGEMENT
CRD#: 322476 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 1,807,988 |
Red Flags
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Company Information
LEGION PRIVATE WEALTH MANAGEMENT
CRD#: 322476Ellensburg, WA 98926TRUST BUT VERIFY
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