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Terrence William Kolber

CRD# 4918730·Registered 2005 - 2012
Previously Registered: Being a previously registered professional could mean that Terrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Terrence William Kolber, who also goes by Terrence William Kolber Mr, Terry William Kolber Mr, Terry Kolber, was a registered financial advisor. Terrence was a previously registered financial professional and started their career in finance 2005 - 2012. Terrence had worked at 3 firms and has passed the Series 63, Series 55 and Series 37 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Terrence William Kolber Mr, Terry William Kolber Mr, Terry Kolber

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

INFINIUM SECURITIES INC.·CRD# 132128
BD
San Francisco, CA
October 27, 2011 - March 23, 2012
WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
May 11, 2011 - December 10, 2012
INFINIUM SECURITIES INC.·CRD# 132128
BD
Toronto Ontario
February 16, 2007 - October 27, 2009
VIRTU ITG LLC·CRD# 29299
BD
New York, NY
April 7, 2005 - December 15, 2005

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Current Firm

IS
INFINIUM SECURITIES INC.

INFINIUM SECURITIES INC.

CRD#: 132128 / SEC#: 8-66561
BD
Terminated by SEC on 10/26/2012

Contact Information

Established

California since 05/04/2004

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
INFINIUM GROUP INC.OWNER—
GRUJIC, ALANCEO/EXECUTIVE REPRESENTATIVE/AMLCO/ROSFP4820630
STANLEY, MICHAEL DEANCFO/FINOP/CCO4138305

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2005About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2005

Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)

Passed Apr 2005

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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