Gerald P. Sheridan

BROOKWOOD INVESTMENT GROUP

San Jose, CA

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CRD#: 4918643

Professional summary

Gerald Philip Sheridan, who also goes by Gerald Sheridan, Jerry Sheridan, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in San Jose, California.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Gerald has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerald Sheridan | Jerry Sheridan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2005-PRESENT: LIFE INSURANCE AGENT/UNAFFILIATED CARRIERS/CAMPBELL, CA/INSURANCE RELATED/AGENT/MAY INVOLVE UP TO 50% TIME EACH MONTH INCLUDING DURING TRADITIONAL US MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Philip Sheridan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

San Jose, CA

Past

June 16, 2023 - March 31, 2025

REDWOOD PRIVATE WEALTH

RIA

CRD#: 312942

San Jose, CA

Past

May 23, 2013 - June 9, 2023

EMERALD BLUE ADVISORS

RIA

CRD#: 166113

Campbell, CA

Past

September 1, 2011 - May 6, 2013

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

RIA

CRD#: 149564

PALO ALTO, CA

Past

August 19, 2011 - April 17, 2013

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

PALO ALTO, CA

Past

February 26, 2010 - July 27, 2011

FINANCIAL TELESIS INC

RIA

CRD#: 31012

SAN JOSE, CA

Past

February 25, 2010 - July 27, 2011

FINANCIAL TELESIS INC

CRD#: 31012

SAN JOSE, CA

Past

August 9, 2006 - February 2, 2010

OSAIC WEALTH, INC.

RIA

CRD#: 23131

CAMPBELL, CA

Past

August 4, 2006 - February 1, 2010

WHJR ASSOCIATES

RIA

CRD#: 113269

CAMPBELL, CA

Past

August 12, 2005 - February 2, 2010

OSAIC WEALTH, INC.

CRD#: 23131

CAMPBELL, CA

Past

June 24, 2005 - August 15, 2005

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/27/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/12/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/10/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerald P. Sheridan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Philip Sheridan's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDWOOD PRIVATE WEALTH

EMERALD BLUE ADVISORS

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

SECURITIES SERVICE NETWORK, LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

OSAIC WEALTH, INC.

WHJR ASSOCIATES

OSAIC WEALTH, INC.

WORLD GROUP SECURITIES, INC.

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2006

Series 63

Date: 4/27/2005

Series 7

Date: 12/12/2011

Series 6

Date: 5/10/2005

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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