JT
James E. Thomas
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CRD#: 4918540
JT
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Thomas was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2007. James had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BWTP P.C. 424 S. WOODS MILL ROAD CHESTERFIELD, MO 63107 ACCOUNTING FIRM NON INVESTMENT RELATED JANUARY 2014 TO PRESENT PRINCIPAL / ACCOUNTANT MR. THOMAS DEVOTES APPROXIMATELY 180 HOURS TO HIS POSITION AT BWTP PC. THE MAJORITY OF THOSE HOURS ARE DURING SECURITIES TRADING HOURS. CHESTERFIELD VALLEY PROFESSIONAL BUILDING AND ASSOCIATION NON-INVESTMENT RELATED PARTIAL OWNER 2002 TO PRESENT DUTIES INCLUDE LANDLORD FUNCTIONS AND LEASE NEGOTIATIONS DEDICATES APPROXIMATELY 6 HOURS PER MONTH TO THESE DUTIES CVPBA III NON-INVESTMENT RELATED PARTIAL OWNER 2006 TO PRESENT DUTIES INCLUDE LAND INVESTMENT, NEGOTIATING LAND CONTRACTS DEDICATES APPROXIMATELY 3 HOURS PER MONTH TO THESE DUTIES OPB, LLC NON-INVESTMENT RELATED PARTIAL OWNER 2004 TO PRESENT DUTIES INCLUDE LAND INVESTMENT, NEGOTIATING LAND CONTRACTS DEDICATES APPROXIMATELY 1 HOUR PER MONTH TO THESE DUTIES MPPB, LLC NON-INVESTMENT RELATED PARTIAL OWNER 2004 TO PRESENT DUTIES INCLUDE LANDLORD FUNCTIONS, LEASE NEGOTIATION DEDICATES APPROXIMATELY 6 HOURS PER MONTH TO THESE DUTIES RGJT, LLC 424 S WOODSMILL ROAD, SUITE 340 CHESTERFIELD, MO 63107 NON-INVESTMENT RELATED REAL ESTATE PROPERTY MANAGEMENT SERVICES PARTIAL OWNER/MEMBER 04/2002 TO PRESENT DUTIES INCLUDE REAL ESTATE MANAGEMENT, NEGOTIATION OF VENDOR CONTRACTS DEDICATES APPROXIMATELY 10 HOURS PER MONTH TO THESE DUTIES, THE MAJORITY OF WHICH ARE DEVOTED DURING THE EVENINGS AND WEEKENDS. FPB, LLC NON-INVESTMENT RELATED PARTIAL OWNER 2005 TO PRESENT DUTIES INCLUDE LANDLORD FUNCTIONS, LEASE NEGOTIATIONS DEDICATES APPROXIMATELY 6 HOURS PER MONTH TO THESE DUTIES RMJ ASSOC., LLC NON-INVESTMENT RELATED PARTIAL OWNER 2003 TO PRESENT REAL ESTATE INVESTMENTS DEDICATES APPROXIMATELY 2 HOURS PER MONTH TO THESE DUTIES TROY PROFESSIONAL BLDG, LLC NON-INVESTMENT RELATED 2007 TO PRESENT DUTIES INCLUDE LANDLORD FUNCTIONS, LEASE NEGOTIATION DEDICATES APPROXIMATELY 6 HOURS PER MONTH TO THESE DUTIES 5650E WILDRIDGE, LLC 424 S WOODSMILL ROAD, SUITE 340 CHESTERFIELD, MO 63107 NON-INVESTMENT RELATED PARTIAL OWNER/MEMBER 12/2005 TO PRESENT DUTIES INCLUDE HANDLING ACCOUNTING FUNCTIONS AND ASSISTING IN VENDOR NEGOTIATIONS DEDICATES APPROXIMATELY 3 HOURS PER MONTH TO THIS ACTIVITY. JT MANAGEMENT, LLC 424 S WOODSMILL ROAD, SUITE 340 CHESTERFIELD, MO 63107 NON-INVESTMENT RELATED REAL ESTATE PROPERTY MANAGEMENT SERVICES 100% OWNER/MEMBER 04/2002 TO PRESENT DEDICATES APPROXIMATELY 15 HOURS PER MONTH MOST OF WHICH ARE DURING THE EVENING AND WEEKEND. DUTIES INCLUDE ACCOUNTING AND ADMINISTRATIVE SERVICES TO RGJT, LLC BWTP TRANSITIONS INC. 424 S WOODSMILL ROAD, SUITE 340 CHESTERFIELD, MO 63107 NON INVESTMENT RELATED DENTAL PRACTICE BROKERING SERVICES PARTIAL OWNER / MEMBER 09/2013 TO PRESENT DEVOTES APPROXIMATELY 14 HOURS PER MONTH, 2/3 OF WHICH ARE DURING SECURITIES TRADING HOURS MEETING WITH SELLING DENTISTS AND PROSPECTIVE BUYERS
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 18, 2007 - July 27, 2022
MASON ROAD WEALTH ADVISORS, L.L.C.
RIA
CRD#: 134109
CHESTERFIELD, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
MR
MASON ROAD WEALTH ADVISORS, L.L.C.
MASON ROAD WEALTH ADVISORS, L.L.C.
CRD#: 134109 / SEC#: 801-113414
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Contact information
Main Address
424 S Woods Mill Road Suite 340, Chesterfield, MO 63017
Mailing Address
Phone number
(314) 626-7400
Established
Firm type
Fiscal year end
# of Employees
6
Regulatory assets under management
| Total Number of Accounts | 402 |
| AUM (Assets Under Management) | $ 115,541,482 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
