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Michael W. Wiesemann

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CRD#: 4918499
MW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael W Wiesemann was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 29, 2010 - December 31, 2017

MAH INVESTMENT MANAGEMENT

RIA
CRD#: 155092
BROOKVILLE, IN
Past

July 7, 2008 - April 8, 2010

OSAIC FA, INC.

RIA
CRD#: 3978
INDIANAPOLIS, IN
Past

July 7, 2008 - April 8, 2010

OSAIC FA, INC.

BD
CRD#: 3978
INDIANAPOLIS, IN
Past

January 4, 2007 - May 12, 2008

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA
CRD#: 611
INDIANAPOLIS, IN
Past

March 23, 2006 - May 12, 2008

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
INDIANAPOLIS, IN
Past

July 6, 2005 - March 9, 2006

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

March 8, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/15/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


MI
MAH INVESTMENT MANAGEMENT
MAH INVESTMENT MANAGEMENT | MAH INVESTMENTS | MAH INVESTMENT MANAGEMENT, LLC

CRD#: 155092 / SEC#:

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Contact information


Main Address
530 Main Street, Brookville, IN 47012
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MAH INVESTMENT MANAGEMENT

CRD#: 155092

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