Jason Wallach
Professional summary
Jason Wallach, who also goes by J Wallach, Jason Jon Wallach, Jay Wallach, is a registered financial professional currently at BRUCE MARKETS LLC located in Chicago, Illinois.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2005. Jason has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Wallach's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2025 - Present
BRUCE MARKETS LLC
Office #1: 141 W Jackson Blvd, Ste 500, Chicago, IL 60604May 24, 2023 - March 19, 2024
CODA MARKETS, INC.
June 10, 2021 - March 4, 2025
APEX CLEARING CORPORATION
November 7, 2008 - May 24, 2021
CODA MARKETS, INC.
October 26, 2007 - November 7, 2008
WEDBUSH SECURITIES INC.
February 25, 2005 - October 19, 2005
SARATOGA CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/21/2011
Limited Representative-Equity Trader ExamFINRA
Current Firm
BRUCE MARKETS LLC
CRD#: 300209 / SEC#: , 8-70286
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRUCE MARKETS HOLDINGS LLC | MANAGING MEMBER | |
| D'AUGE, RALPH ANTHONY | FINOP/PRINCIPAL FINANCIAL OFFICER | 4664611 |
| INGLOT, KATARZYNA | CHIEF COMPLIANCE OFFICER | 4902558 |
| LISH, MICHAEL K | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 4539941 |
| RUHANA, GEORGE WILLIAM | EXECUTIVE CHAIR - BOARD OF DIRECTORS, BRUCE MARKETS HOLDINGS LLC. | 5517069 |
| WALLACH, JASON | CHIEF EXECUTIVE OFFICER | 4918286 |
Red Flags
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