Cheryl A. Storch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Ann Storch, who also goes by Cheryl Ann Cocke ^^^^, Cheryl Ann Cocke, Cheryl Ann Perry ^^^^, Cheryl Ann Perry, Cheryl Ann Sheline ^^^^, Cheryl Ann Sheline, Cheryl Ann Spieth ^^^^, Cheryl Ann Spieth, Cheryl Ann Storch ^^^^, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 2005. Cheryl had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2011 - April 13, 2012
NATIONWIDE SECURITIES, LLC
August 26, 2008 - January 11, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
June 26, 2008 - January 11, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
November 1, 2005 - June 19, 2008
NATIONWIDE SECURITIES, LLC
August 24, 2005 - October 20, 2005
VSR FINANCIAL SERVICES, INC.
March 2, 2005 - October 20, 2005
VSR FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
