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John Faulk Schweizer

LCI ADVISORS
Glencoe, MO
·CRD# 4916907·21 years experience

Professional Summary

John Faulk Schweizer is a registered financial advisor currently at LCI ADVISORS located in Glencoe, Missouri. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. John has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

LCI ADVISORS·CRD# 122383
RIA
1351 Shepard Rd, Glencoe, MO 63038
March 7, 2018 - Present
FLAGSTONE SECURITIES, LLC·CRD# 104451
BD
St. Louis, MO
June 8, 2006 - December 31, 2007
LCI ADVISORS·CRD# 122383
RIA
Clayton, MO
June 7, 2005 - December 10, 2008

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Current Firm

LA
LCI ADVISORS

LCA INVESTMENTS | LEWIS & CLARK ADVISORS, LLC | LCI ADVISORS

CRD#: 122383
Florida
Registered Investment Advisory firm - Florida (10/8/2024 Approved)
Minnesota
Registered Investment Advisory firm - Minnesota (11/21/2024 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (9/16/2002 Approved)
Oklahoma
Registered Investment Advisory firm - Oklahoma (10/4/2022 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (12/14/2016 Terminated)
Washington
Registered Investment Advisory firm - Washington (7/29/2011 Approved)
Wisconsin
Registered Investment Advisory firm - Wisconsin (12/15/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Port Charlotte, FL

Phone Number

(314) 288-6561

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

88

AUM (Assets Under Management)

$57,824,598

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Confluence Property Management, LLC, 11962 Greenwalk Drive, St. Louis, MO 63146 beginning 8/2008 - As the owner operator and manager, lease, maintain, buy, sell and evaluate residential rental properties, which is not securities related business nor are there any third party investors. The hours vary depending upon the properties' and renter's needs but generally 50-100 hours per month, some of which may be during securities trading hours, although not on any consistent schedule and is flexible.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Missouri
(3/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2006About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Faulk Schweizer's CRS (Customer Relationship Summary).

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