Timothy J. Chamberlain
Professional summary
Timothy John Chamberlain, who also goes by Tim Chamberlain, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2005. Timothy has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy John Chamberlain's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003October 15, 2015 - May 1, 2023
STONEHAVEN, LLC
June 11, 2014 - August 27, 2015
OCP CAPITAL, LLC
April 3, 2007 - February 16, 2010
EUREKACAP PARTNERS, INC.
April 14, 2005 - March 30, 2007
SILVER LEAF PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2023)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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