Thomas L. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Levi Williamson, who also goes by Levi Williamson, Thomas L Williamson, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2006. Thomas had worked at 16 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2025 - June 3, 2026
MADISON INVESTMENT ADVISORS, LLC
April 4, 2025 - June 3, 2026
MFD DISTRIBUTOR, LLC
June 29, 2023 - September 5, 2024
CORE FINANCIAL, LLC
March 22, 2023 - June 14, 2023
QUASAR DISTRIBUTORS, LLC
April 21, 2021 - February 4, 2022
BMO ASSET MANAGEMENT CORP.
January 2, 2020 - December 3, 2021
FORESIDE FINANCIAL SERVICES, LLC
April 10, 2019 - December 31, 2019
BMO INVESTMENT DISTRIBUTORS, LLC
December 5, 2017 - March 11, 2019
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 9, 2017 - December 19, 2017
PZENA FINANCIAL SERVICES, LLC
December 28, 2015 - January 18, 2017
FORESIDE FUND SERVICES, LLC
April 8, 2014 - March 1, 2017
MILLER HOWARD INVESTMENTS INC
March 21, 2014 - December 31, 2015
TANGENT CAPITAL PARTNERS, LLC
September 1, 2011 - January 27, 2014
NUVEEN ASSET MANAGEMENT, LLC
June 27, 2007 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
February 8, 2007 - January 27, 2014
NUVEEN SECURITIES, LLC
November 6, 2006 - January 4, 2007
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
MADISON INVESTMENT ADVISORS, LLC
CRD#: 110297 / SEC#: 801-52751
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON INVESTMENT ADVISORS, LLC
CRD#: 110297 / SEC#: 801-52751
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,164 |
| AUM (Assets Under Management) | $ 13,839,469,496 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
