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Gani Leka

CRD# 4916424·Registered 2005 - 2018
Previously Registered: Being a previously registered professional could mean that Gani is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gani Leka, who also goes by Don G. Leka, Donny Leka, Goni Leka, was a registered financial advisor. Gani was a previously registered financial professional and started their career in finance 2005 - 2018. Gani had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 11 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Don G. Leka, Donny Leka, Goni Leka

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

FIRST STANDARD FINANCIAL COMPANY LLC·CRD# 168340
BD
Staten Island, NY
November 14, 2017 - April 18, 2018
LEGEND SECURITIES, INC.·CRD# 44952
BD
New York, NY
October 6, 2014 - November 6, 2015
JOSEPH GUNNAR & CO. LLC·CRD# 24795
BD
Uniondale, NY
June 20, 2012 - October 23, 2012
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
Staten Island, NY
April 30, 2012 - June 22, 2012
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
Staten Island, NY
March 29, 2011 - November 30, 2011
LEGEND SECURITIES, INC.·CRD# 44952
BD
New York, NY
December 15, 2010 - February 8, 2011
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
BD
New York, NY
June 3, 2010 - December 2, 2010
JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
May 5, 2009 - April 28, 2010
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
New York, NY
December 3, 2008 - May 7, 2009
CARLTON CAPITAL INC.·CRD# 42533
BD
New York, NY
September 8, 2008 - November 14, 2008
JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
New York, NY
May 24, 2007 - April 9, 2008
WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
March 22, 2006 - May 18, 2007
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
February 23, 2005 - May 20, 2005

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Current Firm

FS
FIRST STANDARD FINANCIAL COMPANY LLC

FIRST STANDARD FINANCIAL COMPANY LLC

CRD#: 168340 / SEC#: 8-69300
BD
Terminated by SEC on 01/04/2020

Contact Information

Established

New York since 03/19/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CARL STANDARD AND CO. HOLDINGS LLCDIRECT OWNER—

Disclosures

Regulatory Event

4

Civil Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2006About the Series 7 exam

Series 11 — Assistant Representative-Order Processing Qualification Exam

Passed Feb 2005

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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