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Nicholas D. Stillman

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CRD#: 4916235
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas Dorsey Stillman, who also goes by Nick Stillman, was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 2005. Nicholas had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nick Stillman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 21, 2015 - November 16, 2018

CLARKSONS SECURITIES, INC

BD
CRD#: 30882
Houston, TX
Past

June 4, 2015 - October 14, 2015

CLARKSONS SECURITIES, INC

BD
CRD#: 30882
Houston, TX
Past

March 22, 2011 - October 1, 2015

D/B/A CLARKSONS PLATOU SECURITIES

BD
CRD#: 113325
HOUSTON, TX
Past

September 5, 2005 - July 9, 2010

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/29/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/4/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/22/2012
General Securities Principal Examination

Current Firm

CS
CLARKSONS SECURITIES, INC
CLARKSONS PLATOU SECURITIES, INC. | RS PLATOU MARKETS, INC. | RS PLATOU MARKETS INC. | R & R PLANNING GROUP LTD | DJF DISCOUNT BROKERS, INC. | DJF DISCOUNT BROKERS, INC | CLARKSONS SECURITIES, INC. | CLARKSONS SECURITIES, INC

CRD#: 30882 / SEC#: , 8-45221

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
104 West 40th Street - 12th Floor, New York, NY 10018
Mailing Address
104 West 40th Street - 12th Floor, New York, NY 10018
Phone number
(212) 317-7092
Established
New York since 09/15/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLARKSONS SECURITIES ASSOLE SHAREHOLDER
DEVRIES, TIMOTHY SCO-CEO4852002
FODSTAD, CHRISTIAN GJELSVIKDIRECTOR7726256
HELBERG, IVAN ERIKDIRECTOR6447460
HOY, SNORRE FAERDENDIRECTOR7726806
IANNACI, SALVATORE ANTHONYCO-CEO2778870
MCDONAGH, BRIAN JOSEPHCHIEF COMPLIANCE OFFICER2749774
MCDONAGH, BRIAN JOSEPHCFO/FINOP2749774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLARKSONS SECURITIES, INC

CRD#: 30882

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