Michael J. Shavel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Shavel was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2015 - October 7, 2016
STRATEGIC MARKETING SOLUTIONS LTD., LLC
October 5, 2006 - September 20, 2013
ALLIANCEBERNSTEIN L.P.
October 5, 2006 - September 20, 2013
ALLIANCEBERNSTEIN INVESTMENTS, INC.
August 12, 2005 - September 22, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
July 21, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
July 21, 2005 - September 22, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STRATEGIC MARKETING SOLUTIONS LTD., LLC
CRD#: 145577 / SEC#: , 8-67741
Contact information
FINRA licenses (7 States and Territories)
Red Flags
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