Todd P. Alberico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Patrick Alberico, who also goes by Todd P Alberico, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2006. Todd had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - January 29, 2020
VIRTU AMERICAS LLC
May 16, 2011 - October 8, 2013
CANTOR FITZGERALD & CO.
October 27, 2008 - June 2, 2011
GOLDMAN SACHS & CO. LLC
October 24, 2007 - March 18, 2009
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
July 5, 2006 - December 3, 2007
SLK INDEX SPECIALISTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/23/2008
Limited Representative-Equity Trader ExamSeries 25
Date: 1/17/2007
NYSE Trading Assistant ExaminationCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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