Steven P. Beiles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Philip Beiles, who also goes by Steve P Beiles, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2005. Steven had worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2015 - March 2, 2018
ALIGN WEALTH ADVISORS
August 5, 2014 - July 28, 2017
SECURITIES SERVICE NETWORK, LLC
March 3, 2005 - June 24, 2009
SECURITIES SERVICE NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALIGN WEALTH ADVISORS
CRD#: 158631 / SEC#: 801-72630
Contact information
Regulatory assets under management
| Total Number of Accounts | 530 |
| AUM (Assets Under Management) | $ 89,651,268 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
