Brandon M. Rossetti
Professional summary
Brandon Michael Rossetti was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brandon is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Brandon had worked at 5 firms, which includes J.P. TURNER & COMPANY L.L.C., GUNNALLEN FINANCIAL INC, EMMETT A LARKIN COMPANY INC., DAWSON JAMES SECURITIES INC., VFINANCE INVESTMENTS INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2008 - February 23, 2009
J.P. TURNER & COMPANY, L.L.C.
August 8, 2007 - April 3, 2008
GUNNALLEN FINANCIAL, INC
April 5, 2006 - July 12, 2007
EMMETT A LARKIN COMPANY, INC.
December 20, 2005 - January 25, 2006
DAWSON JAMES SECURITIES, INC.
November 24, 2005 - December 16, 2005
VFINANCE INVESTMENTS, INC
State Registrations and Notice Filings
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Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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