CK
Clay M. Kazmierski
EXOS WEALTH STRATEGIES
GILBERT, AZ
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CRD#: 4915131
CK
Professional summary
Clay Michael Kazmierski, AIF® is a registered financial advisor currently at EXOS WEALTH STRATEGIES, LLC located in Gilbert, Arizona.
Clay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Clay has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: CWM, LLC ;
INVESTMENT RELATED: YES ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES INCLUDING 3(38) & 3(21)SERVICES.
POSITION: INVESTMENT ADVISORY REPRESENTATIVE ;
START DATE: 08/2020;
APX # OF HOURS PER WEEK: 40
APX # OF HOURS DURING TRADING HOURS: 32.5
DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE ;
(2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 02/2019
APX NUMBER OF HOURS PER WEEK: VARIES
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE
(3) NAME OF OTHER BUSINESS: CARSON GROUP PARTNERS
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: ADVISORY SERVICES
START DATE: 02/2019
POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 40
BRIEF DESCRIPTION OF DUTIES: WEALTH ADVISOR
(4) NAME OF OTHER BUSINESS: PANGEA RETIREMENT PARTNERS
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FINANCIAL SERVICES
START DATE: 10/2018
POSITION/TITLE/RELATIONSHIP: CO-OWNER / WEALTH ADVISOR
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 40
BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES
(5) NAME OF OTHER BUSINESS: PANGEA WEALTH MANAGEMENT
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FINANCIAL SERVICES
START DATE: 10/2018
POSITION/TITLE/RELATIONSHIP: CO-OWNER / WEALTH ADVISOR
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 40
BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Clay Michael Kazmierski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 14, 2023 - Present
EXOS WEALTH STRATEGIES, LLC
RIA
CRD#: 310869
GILBERT, AZ
Past
February 4, 2019 - August 8, 2019
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GILBERT, AZ
Past
February 4, 2019 - November 2, 2023
CWM, LLC
RIA
CRD#: 155344
Gilbert, AZ
Past
February 4, 2019 - November 6, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
GILBERT, AZ
Past
October 22, 2008 - February 26, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
SCOTTSDALE, AZ
Past
October 21, 2008 - February 26, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
SCOTTSDALE, AZ
Past
January 4, 2007 - November 17, 2008
SCOTTSDALE CAPITAL ADVISORS CORP
RIA
CRD#: 118786
ROCKYHILL, CT
Past
December 11, 2006 - November 17, 2008
SCOTTSDALE CAPITAL ADVISORS CORP
BD
CRD#: 118786
ROCKYHILL, CT
Past
May 13, 2005 - December 14, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
EAST HARTFORD, CT
Past
May 13, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 13, 2005 - December 14, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
EAST HARTFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/12/2024)
IAR
Texas(11/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
EW
EXOS WEALTH STRATEGIES, LLC
EXOS WEALTH STRATEGIES, LLC
CRD#: 310869 / SEC#:
Arizona
Registered Investment Advisory firm - (10/13/2023 Approved)Arkansas
Registered Investment Advisory firm - (4/6/2022 Approved)Florida
Registered Investment Advisory firm - (6/3/2022 Approved)Texas
Registered Investment Advisory firm - (10/19/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Spring, TX
Mailing Address
Phone number
(832) 844-9388
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 132 |
| AUM (Assets Under Management) | $ 30,105,311 |
Red Flags
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