Clay M. Kazmierski
Professional summary
Clay Michael Kazmierski, AIF® is a registered financial advisor currently at EXOS WEALTH STRATEGIES, LLC located in Gilbert, Arizona.
Clay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Clay has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Clay Michael Kazmierski's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2023 - Present
EXOS WEALTH STRATEGIES, LLC
February 4, 2019 - August 8, 2019
CETERA WEALTH SERVICES, LLC
February 4, 2019 - November 2, 2023
CWM, LLC
February 4, 2019 - November 6, 2023
CETERA WEALTH SERVICES, LLC
October 22, 2008 - February 26, 2019
LPL FINANCIAL LLC
October 21, 2008 - February 26, 2019
LPL FINANCIAL LLC
January 4, 2007 - November 17, 2008
SCOTTSDALE CAPITAL ADVISORS CORP
December 11, 2006 - November 17, 2008
SCOTTSDALE CAPITAL ADVISORS CORP
May 13, 2005 - December 14, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
May 13, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
May 13, 2005 - December 14, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/12/2024)
(11/14/2023)
Exams
Current Firm
EXOS WEALTH STRATEGIES, LLC
CRD#: 310869 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 132 |
| AUM (Assets Under Management) | $ 30,105,311 |
Red Flags
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