AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JC

Joseph C Crowley

ALLSPRING FUNDS MANAGEMENT
Wellesley, MA
·CRD# 4915075·21 years experience

Professional Summary

Joseph C Crowley is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Wellesley, Massachusetts and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Boston, Massachusetts. Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joseph has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

21 years in the financial services industry

Current & Past Employments

ALLSPRING FUNDS MANAGEMENT, LLC·CRD# 110841
RIA
1. Wellesley, MA2. 101 Seaport Blvd 11th Floor, Boston, MA 02210
January 30, 2017 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC·CRD# 133366
BD
101 Seaport Blvd 11th Floor, Boston, MA 02210
September 30, 2010 - Present
ALLSPRING FUNDS MANAGEMENT, LLC·CRD# 110841
RIA
Boston, MA
October 1, 2010 - December 31, 2014
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Norwalk, CT
January 1, 2008 - October 12, 2010
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Norwalk, CT
January 1, 2008 - October 12, 2010
A. G. EDWARDS & SONS, INC.·CRD# 4
RIA
Wilton, CT
April 25, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
Wilton, CT
April 14, 2005 - January 3, 2008

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

AF
ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - SEC (12/22/2000 Approved)

Contact Information

Main Address

1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203

Phone Number

(833) 289-5038

# of Employees

714

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFM MAY 13, 2026 2A BROCHURE (5/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

10,118

AUM (Assets Under Management)

$324,654,889,545

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Boston Children's Museum Not investment Related Boston Children's Museum engages children and families in joyful discovery experiences that instill an appreciation of our world, develop foundational skills, and spark a lifelong love of learning. Title: Board Member Start date: 6/14/24 Number of hours per month: 4 During trading hours: Less than 5% of the 4 hours per month The basic responsibilities will include: ensuring adequate resources of the Museum, support effective organizational planning, enhance the Museum's public image and outreach. OBA Title: Boston Economic Club Address: https://www.becboston.org/ 600 Atlantic Avenue, Boston MA 02210 Nature of the business: The Boston Economic Club (BEC), established in 1932, is a non-partisan organization that fosters substantive, engaging, and well-informed dialogue on topics involving economics, finance and public policy. Investment related: No Start date: 8/01/2024 Hours per month: 3 During trading hours: less than 5% of the 3 hours per month Title: Board of Directors Duties: To become a member of the Boston Economic Club Executive Committee ("Board"), where board members are required to attend four quarterly board meetings plus regular attendance at BEC luncheons. Board members may also be tasked with ad hoc projects and working groups to help grow club membership and enhance online presence.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - SEC (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/30/2010)
RR
Connecticut
(9/30/2010)
RR
District of Columbia
(11/12/2025)
RR
Florida
(12/1/2023)
RR
Indiana
(9/30/2010)
RR
Kentucky
(9/30/2010)
RR
Maine
(9/30/2010)
RR
Maryland
(9/16/2026)
RR
Massachusetts
(10/12/2010)
IAR
Massachusetts
(1/30/2017)
RR
Michigan
(9/30/2010)
RR
New Hampshire
(9/30/2010)
RR
New Jersey
(9/30/2010)
RR
New York
(9/30/2010)
RR
North Carolina
(10/1/2010)
RR
Ohio
(9/30/2010)
RR
Pennsylvania
(9/30/2010)
RR
Rhode Island
(9/30/2010)
RR
Tennessee
(10/1/2024)
RR
Vermont
(9/30/2010)
RR
Virginia
(10/12/2010)
RR
West Virginia
(9/30/2010)
RR
Wisconsin
(9/30/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2005About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Joseph C Crowley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
JC
Follow Joseph
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required