Ting Song
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ting Song, CFP®, CIMA®, who also goes by Ting Isabel Song, Isabel Song, was a registered financial professional .
Ting is a previously registered financial professional and started their career in finance in 2005. Ting had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2020
Experience
January 6, 2025 - August 29, 2025
SEQUOIA FINANCIAL GROUP, L.L.C.
August 31, 2021 - February 15, 2022
PNC WEALTH MANAGEMENT LLC
August 31, 2021 - February 15, 2022
PNC WEALTH MANAGEMENT LLC
March 27, 2020 - August 23, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
March 27, 2020 - August 23, 2021
BBVA SECURITIES INC.
December 22, 2017 - November 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 20, 2017 - November 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2011 - February 28, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - February 28, 2011
WELLS FARGO CLEARING SERVICES, LLC
March 18, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
March 18, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
April 18, 2006 - December 31, 2008
CHASE INVESTMENT SERVICES CORP.
April 18, 2006 - December 31, 2008
CHASE INVESTMENT SERVICES CORP.
April 13, 2005 - February 8, 2006
MORGAN STANLEY DW INC.
March 29, 2005 - February 8, 2006
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
SEQUOIA FINANCIAL GROUP, L.L.C.
CRD#: 117756 / SEC#: 801-61089
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEQUOIA FINANCIAL GROUP, L.L.C.
CRD#: 117756 / SEC#: 801-61089
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,338 |
| AUM (Assets Under Management) | $ 23,033,619,111 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/18/2025 | ||
| 11/19/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
