Matthew Miceli
Professional summary
Matthew Miceli, who also goes by Matthew J. Miceli, Matthew J Miceli, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Bellevue, Washington.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Miceli's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2021 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 3120 139th Ave Se, Suite 300 Fnwl, Bellevue, WA 98005June 25, 2020 - July 28, 2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
March 1, 2016 - January 17, 2020
HORNOR, TOWNSEND & KENT, LLC
September 7, 2012 - March 20, 2014
HORNOR, TOWNSEND & KENT, LLC
October 8, 2007 - August 13, 2012
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 4, 2005 - October 2, 2007
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2021)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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