Stacey K. Snow
Professional summary
Stacey Kiyomi Snow, CFP®, who also goes by Stacey Kiyomi Snow Ms., is a registered financial advisor currently at PRISM ADVISORS, INC. located in Studio City, California.
Stacey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Stacey has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stacey Kiyomi Snow's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
March 31, 2017 - Present
PRISM ADVISORS, INC.
Office #1: 4361 Tujunga Avenue Suite A, Studio City, CA 91604June 21, 2006 - May 2, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 21, 2006 - May 2, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 11, 2005 - June 27, 2006
WELLS FARGO INVESTMENTS, LLC
March 31, 2005 - June 27, 2006
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
PRISM ADVISORS, INC.
CRD#: 286474 / SEC#: 801-110196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/31/2017)
Exams
Current Firm
PRISM ADVISORS, INC.
CRD#: 286474 / SEC#: 801-110196
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 697 |
| AUM (Assets Under Management) | $ 462,030,853 |
Red Flags
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