Benjamin K. Park
Professional summary
Benjamin Ki Park, who also goes by Ki Young Park, Ben Ki Park, is a registered financial advisor currently at HIRTLE, CALLAGHAN & CO., LLC located in Scottsdale, Arizona.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Benjamin has worked at 7 firms and has passed the Series 66, Series 3, SIE, Series 7, Series 30, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Ki Park's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2021 - Present
HIRTLE, CALLAGHAN & CO., LLC
Office #1: 6720 North Scottsdale Road Suite 385, Scottsdale, AZ 85253January 3, 2011 - September 24, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - September 24, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 18, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
November 9, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
February 9, 2009 - April 1, 2010
SII INVESTMENTS, INC.
February 9, 2009 - April 1, 2010
INVESTMENT CENTERS OF AMERICA, INC.
February 9, 2009 - April 1, 2010
INVEST FINANCIAL CORPORATION
July 6, 2006 - March 19, 2010
NATIONAL PLANNING CORPORATION
July 6, 2006 - March 19, 2010
NATIONAL PLANNING CORPORATION
April 11, 2005 - April 4, 2006
WELLS FARGO INVESTMENTS, LLC
March 30, 2005 - April 4, 2006
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
HIRTLE, CALLAGHAN & CO., LLC
CRD#: 105403 / SEC#: 801-32688
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/15/2021)
(7/23/2021)
Exams
Current Firm
HIRTLE, CALLAGHAN & CO., LLC
CRD#: 105403 / SEC#: 801-32688
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,746 |
| AUM (Assets Under Management) | $ 20,992,384,760 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 10/25/2023 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
