Christine D. Isip
Professional summary
Christine Dorothy Jane Isip, who also goes by Christine Dorothy Isip, Christine Isip, Christine Dorothy Jane Isip, is a registered financial professional currently at CCO CAPITAL, LLC located in Los Angeles, California.
Christine is registered as a RR (Registered Representative) and started their career in finance in 2005. Christine has worked at 7 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christine Dorothy Jane Isip's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2025 - Present
CCO CAPITAL, LLC
Office #1: 4700 Wilshire Boulevard, Los Angeles, CA 90010January 24, 2018 - January 29, 2025
ARES MANAGEMENT CAPITAL MARKETS LLC
November 2, 2010 - February 19, 2016
UBS FINANCIAL SERVICES INC.
November 1, 2010 - February 19, 2016
UBS FINANCIAL SERVICES INC.
June 1, 2009 - November 12, 2010
MORGAN STANLEY
June 1, 2009 - November 12, 2010
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 16, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
June 16, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
April 11, 2005 - May 30, 2006
WELLS FARGO INVESTMENTS, LLC
April 1, 2005 - May 30, 2006
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2025)
(2/19/2025)
Exams
FINRA
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
