Edward C. Coats

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CRD#: 49147

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Craig Coats JR was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1969. Edward had worked at 9 firms and has passed the Series 63, SIE, Series 5, Series 000, Series 1, Series 24 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 16, 2010 - November 24, 2015

MANORHAVEN CAPITAL LLC

CRD#: 44965

NEW YORK, NY

Past

May 21, 2002 - April 7, 2009

KEEFE, BRUYETTE & WOODS, INC.

CRD#: 481

NEW YORK, NY

Past

May 22, 1998 - August 26, 2002

MANORHAVEN CAPITAL LLC

CRD#: 44965

NEW YORK, NY

Past

May 16, 1996 - February 27, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 21, 1993 - December 12, 1995

FEELEY & WILLCOX SECURITIES CORP.

CRD#: 7614

NEW YORK, NY

Past

March 8, 1991 - November 20, 1991

SANWA UNIVERSAL SECURITIES CO., LLC

CRD#: 8427

NEW YORK, NY

Past

March 8, 1991 - November 20, 1991

SANWA SECURITIES (USA) CO., L.P.

CRD#: 19697

NEW YORK, NY

Past

September 12, 1990 - January 7, 1991

POPULAR SECURITIES, LLC

CRD#: 8096

SAN JUAN, PR

Past

January 18, 1990 - January 7, 1991

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

December 29, 1969 - March 14, 1989

SALOMON BROTHERS INC.

CRD#: 740

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/24/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 10/21/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 000

Date: 12/29/1969

General Securities Principal Examination

General Industry/Product Exam

Series 1

Date: 12/29/1969

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/10/1996

General Securities Principal Examination

Principal/Supervisory Exam

Series 40

Date: 12/8/1975

Registered Principal Examination

Current Firm

MANORHAVEN CAPITAL LLC

BENGAL PARTNERS LLC | MANORHAVEN CAPITAL LLC

CRD#: 44965 / SEC#: , 8-50911

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

120 Wall Street 25th Floor, New York, NY 10005

Mailing Address

120 Wall Street 25th Floor, New York, NY 10005

Phone number

(646) 230-1050

Established

Delaware since 03/04/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MANORHAVEN HOLDINGS, LLC	OWNER
FULVIO, GENNARO JOHN	FINOP & FINANCIAL OFFICER	2435828
MARANS, ZACHARY	PRESIDENT & CEO	5946567
TAYLOR, TRACY DONALD	CHIEF COMPLIANCE OFFICER	1257628

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edward C. Coats

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KEEFE, BRUYETTE & WOODS, INC.

MANORHAVEN CAPITAL LLC

PRUDENTIAL EQUITY GROUP, LLC

FEELEY & WILLCOX SECURITIES CORP.

SANWA UNIVERSAL SECURITIES CO., LLC

SANWA SECURITIES (USA) CO., L.P.

POPULAR SECURITIES, LLC

CREDIT SUISSE SECURITIES (USA) LLC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/15/1996

SIE

Date: 11/24/2015

Series 5

Date: 10/21/1981

Series 000

Date: 12/29/1969

Series 1

Date: 12/29/1969

Series 24

Date: 5/10/1996

Series 40

Date: 12/8/1975

Current Firm

MANORHAVEN CAPITAL LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MANORHAVEN CAPITAL LLC

TRUST BUT VERIFY

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