RJ
Ryan M. Jones
THRIVENT INVESTMENT MANAGEMENT
Wausau, WI 54401
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CRD#: 4914502
RJ
Professional summary
Ryan Matthew Jones is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Wausau, Wisconsin.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Ryan has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
89Q POSITION: Board Member NATURE: 89Q is a Christian Radio Station serving Central Wisconsin. My role will be a Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2016 ADDRESS: 4111 Schofield Ave, Suite 10, Schofield WI 54476 DESCRIPTION: None, other than quarterly Board Meetings. CENTRAL WISCONSIN OFFROAD CYCLING COALITION POSITION: Advisory Board Member NATURE: Non profit organization that manages and builds local mountain biking trails in the Central Wisconsin area. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2018 ADDRESS: PO 745, Wausau WI 54402, United States DESCRIPTION: Attend a couple meetings a year as an "advisory member" of the board to help give voice of the rider feedback to the club. COMMUNITY FOUNDATION OF NORTH CENTRAL WISCONSIN POSITION: Board Member NATURE: The CFONCW is a foundation in Marathon County Wisconsin that supports local non-profits through grants. They manage donors gifts and then grant to the community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2025 ADDRESS: 200 Washington St STE 120, Wausau WI 54403, United States DESCRIPTION: Board member at large, helping make general decisions for the foundation. No involvement in investment policy or granting. VOYAGE REAL ESTATE LLC POSITION: Owner NATURE: Joint LLC with Daniel Demers, owning the building for a Thrivent Practice to rent from. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2025 ADDRESS: 3233B Business Park Drive, Ste 103, Stevens Point WI 54482, United States DESCRIPTION: A Thrivent Practice will rent from our Real Estate LLC. In addition, we have will have non-Thrivent tenants.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Matthew Jones's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Matthew Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2011 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3506 Stewart Ave, Wausau, WI 54401RIA
BD
CRD#: 18387
Wausau, WI
Current
November 14, 2011 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3506 Stewart Ave, Wausau, WI 54401RIA
BD
CRD#: 18387
Wausau, WI
Past
January 20, 2009 - March 4, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
March 28, 2006 - January 3, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
GREENVILLE, WI
Past
March 25, 2005 - December 6, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/14/2025)
RR
Arizona(1/9/2024)
RR
California(8/21/2023)
RR
Connecticut(8/21/2023)
RR
Florida(1/9/2024)
RR
Illinois(3/4/2025)
RR
Michigan(2/3/2012)
RR
Minnesota(2/3/2012)
RR
Missouri(1/9/2024)
RR
New Hampshire(8/21/2023)
RR
New Mexico(10/30/2025)
RR
North Carolina(5/2/2024)
RR
Pennsylvania(1/9/2024)
RR
South Carolina(1/9/2024)
RR
Texas(1/9/2024)
IAR
Texas(1/9/2024)
RR
Utah(1/18/2023)
RR
Virginia(4/9/2025)
RR
Wisconsin(11/14/2011)
IAR
Wisconsin(12/22/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
