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JA

James P. Arrante

CBOE FIXED INCOME MARKETS
NEW YORK, NY 10004
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CRD#: 4914262
JA

Professional summary


James Peter Arrante, who also goes by James Arrante, is a registered financial professional currently at CBOE FIXED INCOME MARKETS, LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 2009. James has worked at 3 firms and has passed the Series 63, Series 7TO, Series 55 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


James Arrante

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view James Peter Arrante's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 6, 2022 - Present

CBOE FIXED INCOME MARKETS, LLC

Office #1: 17 State Street 31st Floor, New York, NY 10004Office #2: 17 State Street 31st Floor, New York, NY 10004
BD
CRD#: 315771
NEW YORK, NY
Past

July 2, 2012 - March 24, 2015

VIRTU AMERICAS LLC

BD
CRD#: 149823
JERSEY CITY, NJ
Past

February 23, 2011 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ
Past

May 20, 2009 - December 31, 2010

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/16/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/7/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 6/23/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CF
CBOE FIXED INCOME MARKETS, LLC
CBOE FIXED INCOME MARKETS, LLC

CRD#: 315771 / SEC#: , 8-70752

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
17 State Street 31st Floor, New York, NY 10004
Mailing Address
17 State Street 31st Floor, New York, NY 10004
Phone number
(212) 378-8520
Established
Delaware since 05/25/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
CBOE SERVICES COMPANYSHAREHOLDER
GUTIERREZ, MICHAEL WALTERCHIEF COMPLIANCE OFFICER6213127
HARRIS, CASIE MARIECONTROLLER/FINOP7988940
SEXTON, JOHN PATRICKSECRETARY
WEINBERG, JONATHAN N/APRESIDENT7418729
WILKINSON, ALLEN LLOYDVICE PRESIDENT7432624
YIU, VIVIAN YU WAIVICE PRESIDENT5179555

Red Flags


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Company Information


CBOE FIXED INCOME MARKETS, LLC

CRD#: 315771New York, NY 10004

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