CJ
Chad T. Joshpe
FORTIS CAPITAL ADVISORS
North Sutton, NH
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CRD#: 4914250
CJ
Professional summary
Chad Terry Joshpe, CFP® is a registered financial advisor currently at FORTIS CAPITAL ADVISORS, LLC located in North Sutton, New Hampshire.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Chad has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Estate Planning
Insurance Planning
Employee and Employer Plan Ben...
Retirement Income Management
Health Care
Retirement Planning
Business Succession Planning
Long-term Care
Small Business Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Name: Josphe Financial Inv rel: Y Add: At Residential Address Nature: Outside Insurance Position: Outside Insurance Start date: 02/01/2022 No. HR/MO: 2 No. HR/MO during sec trading: 1 Describe Duties: Life, Accident, Health, and Fixed Annuities 2. Name: Chad Josphe Inv rel: N Add: Residential Address Nature: Motivational Speaker/Coach Position: Sole Proprietor Start date: 07/2017 No. HR/MO:10 No. HR/MO during sec trading: 0 Describe duties: motivational speaking events 3. Name: Joshpe Family Farm, Inv Rel:N Addr: @ Residential Address on file, Nature: Farm and rental property, Position: Farmer/owner, Start: 4/15/2023, No Hr/Mo: 10 No Hr/Mo Dur Trading:0 Duties: Growing and selling fruits and vegetables and renting property on farm. 4. Kearsarge Regional School, non-investment related, 114 Cougar Court, New London, NH 03257, Nature: school athletics, Position: Youth sports coach, Start 09/2024, 30 hours per month outside of trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Terry Joshpe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
September 3, 2024 - Present
FORTIS CAPITAL ADVISORS, LLC
RIA
CRD#: 309709
North Sutton, NH
Past
March 25, 2017 - September 6, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Sutton, NH
Past
March 25, 2017 - September 6, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Sutton, NH
Past
February 5, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
NEW YORK, NY
Past
February 11, 2008 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
NEW YORK, NY
Past
February 17, 2005 - February 26, 2008
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
Registered Investment Advisory firm - (8/28/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(9/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
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Contact information
Main Address
7301 Mission Road Suite 326, Prairie Village, KS 66208
Mailing Address
Phone number
(913) 222-8862
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,774 |
| AUM (Assets Under Management) | $ 1,212,196,068 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
