BB
Brandt P. Burns
MOUNTAIN CAPITAL INVESTMENT ADVISORS
Westminster, CO 80234
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CRD#: 4914147
BB
Professional summary
Brandt Phillip Burns, who also goes by Brandt Burns, is a registered financial advisor currently at MOUNTAIN CAPITAL INVESTMENT ADVISORS INC located in Westminster, Colorado.
Brandt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Brandt has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandt Burns
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I serve on the Board of Directors of FAPAInvest LLC. FAPAInvest is a LLC registered in the State of Colorado which represents the commercial interests of the pilots of Frontier Airlines dating to their out of court restructuring in 2011 which resulted in a concessionary contract. In exchange for the concessions to compensation, FAPAInvest negotiated a Commercial Agreement on behalf of the eligible pilots. The Commercial Agreement resulted in a Phantom Equity Agreement giving the pilots of Frontier Airlines a 4% ownership stake in the new company and Profit Share program. As of the date of this response the BoD's responsibility is to receive quarterly financial statements of the performance of Frontier Airlines and monitor the "value" of the Phantom Equity. Upon a future 409A event at Frontier Airlines, the FAPAInvest board of directors will notify the investors of the distribution and instruct the company to each investors vested distribution percentage. FAPAInvest does not nor will take constructive receipt of any equity or cash resulting in the eventual payout.
There is no compensation for this board seat.
CRS (Client Relationship Summary) - RIA
Click below to view Brandt Phillip Burns's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2011 - Present
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC
Office #1: 12235 Pecos St Suite 100, Westminster, CO 80234RIA
CRD#: 156660
Westminster, CO
Past
June 1, 2009 - May 26, 2011
MORGAN STANLEY
RIA
CRD#: 149777
DENVER, CO
Past
June 1, 2009 - May 26, 2011
MORGAN STANLEY
BD
CRD#: 149777
DENVER, CO
Past
January 4, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
DENVER, CO
Past
January 4, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DENVER, CO
Past
April 2, 2007 - January 7, 2008
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
DENVER, CO
Past
April 2, 2007 - January 7, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
DENVER, CO
Past
April 21, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
DENVER, CO
Past
March 29, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC | MOUNTAIN CAPITAL INVESTMENT ADVISORS, LLC
CRD#: 156660 / SEC#: 801-110107
RIA
Registered Investment Advisory firm - (3/22/2017 Approved)Colorado
Registered Investment Advisory firm - (4/14/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(5/16/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC | MOUNTAIN CAPITAL INVESTMENT ADVISORS, LLC
CRD#: 156660 / SEC#: 801-110107
RIA
Registered Investment Advisory firm - (3/22/2017 Approved)Colorado
Registered Investment Advisory firm - (4/14/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12235 Pecos St Suite 100, Westminster, CO 80234
Mailing Address
Phone number
(720) 500-0050
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,239 |
| AUM (Assets Under Management) | $ 744,700,000 |
Red Flags
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Company Information
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC
CRD#: 156660Westminster, CO 80234TRUST BUT VERIFY
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