NR
Nancy L. Reagan
USAA INVESTMENT SERVICES COMPANY
Phoenix, AZ 85085
Some features on this profile are disabled
CRD#: 4914082
NR
Professional summary
Nancy Lynne Reagan, who also goes by Nancy Lynne Dierks, Nancy Dierks, Nancy L Reagan, Nancy Lynne Teasley, is a registered financial advisor currently at USAA INVESTMENT SERVICES COMPANY located in Phoenix, Arizona.
Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Nancy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nancy Lynne Dierks | Nancy Dierks | Nancy L Reagan | Nancy Lynne Teasley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Nature of Business: Life Insurance Agent for USAA Life Insurance Company, an affiliate of the firm. Business Address: 9800 Fredericksburg Road, San Antonio, TX 78288 Title/Position: Life/Health agent Brief Description of Duties Performed: I am a licensed insurance agent of USAA Life Insurance Company (LifeCo), an affiliate of USAA Investment Services Company (ISCO), and perform duties for LifeCo which may include life insurance sales, annuity sales, and/or LifeCo management responsibilities in addition to my duties as a registered representative performed on behalf of ISCO. Dates Employed: 06/06/2022-Current Amount of time you devote per week or per month: 38-40 hours per week Work During Trading Hours: Yes Investment related: Yes
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Lynne Reagan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nancy Lynne Reagan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2022 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: One Norterra Drive, Phoenix, AZ 85085RIA
BD
CRD#: 5475
Phoenix, AZ
Current
June 22, 2022 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: One Norterra Drive, Phoenix, AZ 85085RIA
BD
CRD#: 5475
Phoenix, AZ
Past
November 6, 2020 - March 29, 2021
USAA INVESTMENT SERVICES COMPANY
RIA
CRD#: 5475
Phoenix, AZ
Past
June 8, 2020 - March 29, 2021
USAA INVESTMENT SERVICES COMPANY
BD
CRD#: 5475
Phoenix, AZ
Past
January 8, 2018 - July 30, 2020
USAA INVESTMENT SERVICES COMPANY
RIA
CRD#: 5475
Phoenix, AZ
Past
January 4, 2017 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
Phoenix, AZ
Past
January 3, 2017 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
PHOENIX, AZ
Past
October 1, 2012 - November 23, 2016
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
TEMPE, AZ
Past
October 1, 2012 - November 23, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
TEMPE, AZ
Past
March 7, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
MESA, AZ
Past
May 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MESA, AZ
Past
April 11, 2005 - May 2, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
CHANDLER, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/22/2022)
RR
Alaska(6/22/2022)
RR
Arizona(6/24/2022)
IAR
Arizona(8/19/2022)
RR
Arkansas(6/22/2022)
RR
California(6/22/2022)
RR
Colorado(6/22/2022)
RR
Connecticut(6/22/2022)
RR
Delaware(6/22/2022)
RR
District of Columbia(6/22/2022)
RR
Florida(6/22/2022)
RR
Georgia(6/22/2022)
RR
Hawaii(6/22/2022)
RR
Idaho(6/22/2022)
RR
Illinois(6/22/2022)
RR
Indiana(6/22/2022)
RR
Iowa(6/22/2022)
RR
Kansas(6/22/2022)
RR
Kentucky(6/22/2022)
RR
Louisiana(6/22/2022)
RR
Maine(6/22/2022)
RR
Maryland(6/22/2022)
RR
Massachusetts(6/22/2022)
RR
Michigan(6/22/2022)
RR
Minnesota(6/22/2022)
RR
Mississippi(6/22/2022)
RR
Missouri(6/22/2022)
RR
Montana(6/23/2022)
RR
Nebraska(6/22/2022)
RR
Nevada(6/22/2022)
RR
New Hampshire(6/22/2022)
RR
New Jersey(6/22/2022)
RR
New Mexico(6/22/2022)
RR
New York(6/22/2022)
RR
North Carolina(6/22/2022)
RR
North Dakota(6/22/2022)
RR
Ohio(6/23/2022)
RR
Oklahoma(6/22/2022)
RR
Oregon(6/22/2022)
RR
Pennsylvania(6/22/2022)
RR
Puerto Rico(6/22/2022)
RR
Rhode Island(6/22/2022)
RR
South Carolina(6/22/2022)
RR
South Dakota(6/22/2022)
RR
Tennessee(6/22/2022)
RR
Texas(6/22/2022)
IAR
Texas(6/22/2022)
RR
Utah(6/22/2022)
RR
Vermont(6/22/2022)
RR
Virgin Islands(6/22/2022)
RR
Virginia(6/22/2022)
RR
Washington(6/22/2022)
RR
West Virginia(6/22/2022)
RR
Wisconsin(6/22/2022)
RR
Wyoming(6/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Mailing Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Phone number
(800) 531-7960
Established
Delaware since 09/01/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
152
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
