Adam B. Kneller
Professional summary
Adam Brett Kneller, who also goes by Adam B Kneller, Adam B. Kneller, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2014. Adam has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Brett Kneller's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2024 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020August 17, 2022 - September 29, 2022
INDEPENDENT BROKERAGE SOLUTIONS LLC
December 3, 2021 - August 8, 2022
RIVERSTONE CAPITAL SERVICES LLC
February 17, 2016 - February 19, 2016
FORESIDE FUND SERVICES, LLC
March 16, 2015 - August 17, 2015
VIRTUS FIXED INCOME ADVISERS, LLC
November 17, 2014 - August 14, 2015
FORESIDE ASSOCIATES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2024)
Exams
Series 7TO
Date: 12/3/2021
General Securities Representative ExaminationFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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