Jeanette Barker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanette Barker was a registered financial professional .
Jeanette is a previously registered financial professional and started their career in finance in 2005. Jeanette had worked at 3 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2009 - November 16, 2012
EFG CAPITAL ADVISORS LLC
July 30, 2009 - November 16, 2012
EFG CAPITAL INTERNATIONAL
November 14, 2006 - July 22, 2009
TRUIST INVESTMENT SERVICES, INC.
February 18, 2005 - July 22, 2009
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EFG CAPITAL ADVISORS LLC
CRD#: 145208 / SEC#: 801-68609
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
