William C. Gennity
Professional summary
William Christian Gennity was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, William had worked at 7 firms, which includes FIRST STANDARD FINANCIAL COMPANY LLC, ALEXANDER CAPITAL L.P., LEGEND SECURITIES INC., NATIONAL SECURITIES CORPORATION, J.P. TURNER & COMPANY L.L.C., MERCER CAPITAL LTD., JOSEPH STEVENS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2014 - November 2, 2018
FIRST STANDARD FINANCIAL COMPANY LLC
April 27, 2012 - October 6, 2014
ALEXANDER CAPITAL, L.P.
March 28, 2011 - April 30, 2012
LEGEND SECURITIES, INC.
June 18, 2010 - March 31, 2011
NATIONAL SECURITIES CORPORATION
March 16, 2009 - June 18, 2010
J.P. TURNER & COMPANY, L.L.C.
March 7, 2007 - April 3, 2009
NATIONAL SECURITIES CORPORATION
October 10, 2006 - December 19, 2006
NATIONAL SECURITIES CORPORATION
March 1, 2006 - October 4, 2006
MERCER CAPITAL LTD.
February 9, 2006 - February 28, 2006
J.P. TURNER & COMPANY, L.L.C.
October 14, 2005 - January 25, 2006
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST STANDARD FINANCIAL COMPANY LLC
CRD#: 168340 / SEC#: , 8-69300
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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