Frank A. Scarpiniti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Anthony Scarpiniti was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2005. Frank had worked at 2 firms and has passed the SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2011 - January 20, 2015
CHOPPER SECURITIES, LLC
March 17, 2005 - January 13, 2010
GELBER SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CHOPPER SECURITIES, LLC
CRD#: 154491 / SEC#: , 8-68641
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
