Shawn P. Sapp
Professional summary
Shawn Paul Sapp was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Shawn is a previously registered financial advisor and started their career in finance in 2007. Prior to being barred, Shawn had worked at 2 firms, which includes AVANT-GARDE ADVISORS LLC, AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2013 - October 28, 2013
AVANT-GARDE ADVISORS LLC
August 28, 2007 - January 29, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
August 13, 2007 - January 29, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
AVANT-GARDE ADVISORS LLC
CRD#: 151527 / SEC#: 801-76860
Contact information
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