Audrey J. Ehmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Audrey Jean Ehmann, who also goes by Audrey Jean Stein, was a registered financial professional .
Audrey is a previously registered financial professional and started their career in finance in 2005. Audrey had worked at 15 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2022 - August 8, 2025
HILL COUNTRY WEALTH MANAGEMENT AND SOLUTIONS, LLC
January 8, 2020 - January 20, 2022
WESTPARK WEALTH ADVISORS, INC.
March 22, 2019 - January 2, 2020
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
February 22, 2018 - August 3, 2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 2, 2018 - August 3, 2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
June 15, 2016 - November 30, 2016
CONCORDE INVESTMENT SERVICES, LLC
March 16, 2015 - October 22, 2015
ATEL SECURITIES CORPORATION
February 3, 2015 - March 19, 2015
VALIC FINANCIAL ADVISORS, INC.
September 3, 2014 - March 19, 2015
VALIC FINANCIAL ADVISORS, INC.
January 16, 2013 - June 26, 2013
CAPE INVESTMENT ADVISORY, INC.
January 15, 2013 - June 26, 2013
CAPE SECURITIES INC.
January 10, 2011 - October 12, 2011
OAK TREE SECURITIES, INC.
March 4, 2009 - December 31, 2010
EURO AMERICAN CAPITAL CORPORATION
February 19, 2008 - October 15, 2008
PROVIDENT ASSET MANAGEMENT, LLC
May 1, 2007 - October 17, 2007
CM SECURITIES, LLC
February 27, 2006 - April 3, 2007
AMREIT SECURITIES COMPANY
April 19, 2005 - February 8, 2006
MORGAN STANLEY DW INC.
March 25, 2005 - February 8, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HILL COUNTRY WEALTH MANAGEMENT AND SOLUTIONS, LLC
CRD#: 318432 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 4,040,000 |
Red Flags
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