Jamin A. Estep

ESTEP CAPITAL MANAGEMENT

New Orleans, LA

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CRD#: 4912820

Professional summary

Jamin Andrew Estep is a registered financial advisor currently at ESTEP CAPITAL MANAGEMENT located in New Orleans, Louisiana.

Jamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jamin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REMAX REAL ESTATE, REAL ESTATE BROKER, REPRESENT BUYER, SELLERS, LANDLORDS, AND TENANTS IN REAL ESTATE TRANSACTIONS. START DATE FEB 2010, 80 HOURS PER MONTH SPENT, 60 HOURS PER MONTH DURING NYSE TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamin Andrew Estep's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2015 - Present

ESTEP CAPITAL MANAGEMENT

RIA

CRD#: 134250

New Orleans, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(10/12/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2005

Uniform Investment Adviser Law Examination

Current Firm

ESTEP CAPITAL MANAGEMENT

CRD#: 134250 / SEC#: 801-63920

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Louisiana

Registered Investment Advisory firm - (10/12/2015 Approved)

North Carolina

Registered Investment Advisory firm - (1/22/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

New Orleans, LA

Mailing Address

Phone number

(504) 312-1271

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 14,639,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jamin A. Estep

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamin Andrew Estep's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESTEP CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2005

Current Firm

ESTEP CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ESTEP CAPITAL MANAGEMENT

TRUST BUT VERIFY

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