Patrick D. Read
Professional summary
Patrick Dugan Read is a registered financial professional currently at SPIDERROCK EXS, LLC located in Chicago, Illinois.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2005. Patrick has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Dugan Read's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2014 - Present
SPIDERROCK EXS, LLC
Office #1: 300 S. Riverside Plaza Suite 2350, Chicago, IL 60606November 19, 2013 - September 23, 2014
DASH FINANCIAL TECHNOLOGIES LLC
December 12, 2012 - June 10, 2013
VIRTU ITG LLC
August 5, 2005 - June 10, 2013
MATRIX EXECUTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/22/2014)
(7/1/2015)
(7/1/2015)
(12/5/2016)
(12/1/2016)
(2/8/2018)
(2/6/2020)
(12/22/2014)
(4/30/2019)
(11/28/2016)
(1/10/2017)
(9/30/2022)
(11/28/2017)
(2/27/2017)
(12/22/2014)
(7/2/2015)
(11/29/2016)
(7/1/2015)
(5/16/2017)
(4/30/2019)
(10/24/2016)
Exams
Cboe Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
SPIDERROCK EXS, LLC
CRD#: 148743 / SEC#: , 8-68062
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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