Stefano P. Merlo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stefano P Merlo, who also goes by Stefano Paolo Merlo, Stefano Merlo, was a registered financial professional .
Stefano is a previously registered financial professional and started their career in finance in 2005. Stefano had worked at 4 firms and has passed the Series 63, SIE, Series 48, Series 44, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2016 - February 26, 2020
TWO SIGMA SECURITIES, LLC
June 20, 2012 - December 16, 2014
VIRTU AMERICAS LLC
December 9, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
February 24, 2005 - November 8, 2011
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 48
Date: 1/6/2012
AMEX Market Maker ExamSeries 44
Date: 1/6/2012
PCX Market Maker ExamSeries 55
Date: 5/4/2005
Limited Representative-Equity Trader ExamCurrent Firm
TWO SIGMA SECURITIES, LLC
CRD#: 148960 / SEC#: , 8-68090
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
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