AK
Adam S. Kennedy
FORESIDE FUND SERVICES
Portland, ME 04101
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CRD#: 4912512
AK
Professional summary
Adam Stewart Kennedy, who also goes by Adam S Kennedy, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2005. Adam has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Adam S Kennedy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Adam Stewart Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 46106
Portland, ME
Past
December 1, 2015 - June 21, 2021
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Past
November 5, 2012 - September 1, 2015
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Past
May 2, 2011 - August 10, 2012
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
BD
CRD#: 21771
SAN FRANCISCO, CA
Past
November 6, 2009 - April 21, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
BD
CRD#: 146183
SAN FRANCISCO, CA
Past
February 7, 2007 - December 31, 2009
BLACKROCK EXECUTION SERVICES
BD
CRD#: 39438
SAN FRANCISCO, CA
Past
April 27, 2005 - January 23, 2007
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2025)
RR
Alaska(11/14/2024)
RR
Arizona(1/3/2025)
RR
Arkansas(1/8/2025)
RR
California(11/12/2024)
RR
Colorado(1/3/2025)
RR
Connecticut(1/3/2025)
RR
Delaware(1/13/2025)
RR
District of Columbia(1/6/2025)
RR
Florida(1/2/2025)
RR
Georgia(1/3/2025)
RR
Hawaii(1/3/2025)
RR
Idaho(1/8/2025)
RR
Illinois(1/3/2025)
RR
Indiana(1/6/2025)
RR
Iowa(1/3/2025)
RR
Kansas(1/3/2025)
RR
Kentucky(1/2/2025)
RR
Louisiana(1/3/2025)
RR
Maine(1/6/2025)
RR
Maryland(1/6/2025)
RR
Massachusetts(1/3/2025)
RR
Michigan(1/2/2025)
RR
Minnesota(1/2/2025)
RR
Mississippi(1/2/2025)
RR
Missouri(1/3/2025)
RR
Montana(1/6/2025)
RR
Nebraska(1/2/2025)
RR
Nevada(1/3/2025)
RR
New Hampshire(1/7/2025)
RR
New Jersey(1/2/2025)
RR
New Mexico(1/3/2025)
RR
New York(1/2/2025)
RR
North Carolina(1/3/2025)
RR
North Dakota(1/7/2025)
RR
Ohio(1/3/2025)
RR
Oklahoma(1/2/2025)
RR
Oregon(1/11/2025)
RR
Pennsylvania(1/3/2025)
RR
Rhode Island(1/6/2025)
RR
South Carolina(1/2/2025)
RR
South Dakota(1/3/2025)
RR
Tennessee(1/6/2025)
RR
Texas(1/3/2025)
RR
Utah(11/12/2024)
RR
Vermont(1/3/2025)
RR
Virginia(1/3/2025)
RR
Washington(1/2/2025)
RR
West Virginia(1/6/2025)
RR
Wisconsin(1/3/2025)
RR
Wyoming(1/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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