Fannie T. Collier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fannie Tia Collier, CFP®, who also goes by Fannie Collier, Tia Collier, Fannie Tia Montemoino, was a registered financial professional .
Fannie is a previously registered financial professional and started their career in finance in 2005. Fannie had worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
July 11, 2019 - July 1, 2020
TRUIST ADVISORY SERVICES, INC.
July 10, 2019 - July 1, 2020
TRUIST INVESTMENT SERVICES, INC.
August 17, 2016 - June 20, 2019
MML INVESTORS SERVICES, LLC
July 7, 2016 - June 20, 2019
MML INVESTORS SERVICES, LLC
March 2, 2011 - August 16, 2012
ERICKSON ADVISORS
September 21, 2009 - June 18, 2012
CETERA WEALTH SERVICES, LLC
April 16, 2008 - August 13, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 8, 2008 - August 13, 2009
WELLS FARGO CLEARING SERVICES, LLC
February 13, 2006 - December 18, 2007
MML INVESTORS SERVICES, LLC
July 27, 2005 - December 18, 2007
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/21/2024
General Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
